SEC Form 4 · accession 0001185185-17-002144
SMARTHEAT INC. · HEAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jun Wang
Other
Period of report
Oct 10, 2017
Accepted (ET)
Oct 11, 2017 · 2:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001384135
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.001 per share | Oct 10, 2017 | D | 32,500 | $0.0001 | D | 0 | D | |
| Common Stock, par value $.001 per shareF1 | Oct 10, 2017 | D | 680,000 | $0.0001 | D | 0 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Held indirectly through YSKN Machinery & Electronic Equipment.