SEC Form 4 · accession 0001384101-18-000070
VERACYTE, INC. · VCYT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher M Hall
Officer — President and COO
Period of report
Aug 9, 2018
Accepted (ET)
Aug 10, 2018 · 5:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001384101
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 9, 2018 | M | 4,237 | $2.36 | A | 36,692 | D | |
| Common Stock | Aug 9, 2018 | M | 8,263 | $2.36 | A | 44,955 | D | |
| Common Stock | Aug 9, 2018 | M | 7,500 | $2.36 | A | 52,455 | D | |
| Common Stock | Aug 9, 2018 | S | 20,000 | $12.00 | D | 32,455 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $2.36 | Aug 9, 2018 | M | 4,237 | D | — | Sep 27, 2020 | Common Stock | 4,237 | 0 | D |
| Stock Option (right to buy)F2 | $2.36 | Aug 9, 2018 | M | 8,263 | D | — | Sep 27, 2010 | Common Stock | 8,263 | 0 | D |
| Stock Option (right to buy)F3 | $2.36 | Aug 9, 2018 | M | 7,500 | D | — | Feb 22, 2021 | Common Stock | 7,500 | 3,500 | D |
Explanation of responses
- F1The sale of common stock was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 25, 2018.
- F2The option becomes exercisable as to 25% of the shares on September 28, 2011, and the remaining shares vested at a rate of 1/48th of the total number of shares subject to the award for each month of continuous service thereafter.
- F3The option became exercisable in full upon the date of the grant on February 23, 2011.