SEC Form 4 · accession 0001384101-17-000064
VERACYTE, INC. · VCYT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bonnie H Anderson
Officer — Chairman and CEO · Director
Period of report
Oct 18, 2017
Accepted (ET)
Oct 20, 2017 · 4:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001384101
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 18, 2017 | M | 6,000 | $2.36 | A | 16,000 | D | |
| Common StockF1,F2 | Oct 18, 2017 | S | 6,000 | $9.0927 | D | 10,000 | D | |
| Common Stock | Oct 20, 2017 | M | 10,000 | $2.68 | A | 20,000 | D | |
| Common StockF1,F3 | Oct 20, 2017 | S | 10,000 | $9.60 | D | 10,000 | D | |
| Common Stock | holding | — | — | — | 99,085 | I | The Bonnie H. Anderson Living Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4 | $2.36 | Oct 18, 2017 | M | 6,000 | D | — | Sep 28, 2020 | Common Stock | 6,000 | 47,086 | D |
| Stock Option (right to buy)F5 | $2.68 | Oct 20, 2017 | M | 10,000 | D | — | Mar 10, 2022 | Common Stock | 10,000 | 129,219 | D |
Explanation of responses
- F1The sale of common stock was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 24, 2017.
- F2Represents weighted average sales price. Sale prices for the transactions range from $8.82 to $9.27. Detailed information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a shareholder upon request.
- F3Actual sales price.
- F4The option becomes exercisable as to 25% of the shares on September 28, 2011, and the remaining shares vested at a rate of 1/48th of the total number of shares subject to the award for each month of continuous service thereafter.
- F5The option becomes exercisable as to 25% of the shares on March 10, 2013, and the remaining shares vested at a rate of 1/48th of the total number of shares subject to the award for each month of continuous service thereafter.