SEC Form 4 · accession 0001384101-17-000060
VERACYTE, INC. · VCYT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher M Hall
Officer — President and COO
Period of report
Oct 2, 2017
Accepted (ET)
Oct 4, 2017 · 5:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001384101
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 2, 2017 | M | 20,000 | $0.80 | A | 40,000 | D | |
| Common StockF2,F3,F1 | Oct 2, 2017 | S | 20,000 | $9.00 | D | 20,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4 | $0.80 | Oct 2, 2017 | M | 20,000 | A | — | Mar 30, 2020 | Common Stock | 20,000 | 80,000 | D |
Explanation of responses
- F1Includes an aggregate of 20,000 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.
- F2The sale of common stock was made pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 16, 2017.
- F3Represents actual sale price.
- F4The option became exercisable as to 25% of the shares on March 15, 2011, and the remaining shares vest at a rate of 1/48th of the total number of shares subject to the award for each month of continuous service thereafter.