SEC Form 4 · accession 0001140361-18-012266
Vanguard Natural Resources, Inc. · VNRR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Dec 21, 2017
Accepted (ET)
Mar 6, 2018 · 4:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001384072
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Dec 21, 2017 | A | 153 | $0.00 | A | 91,116 | I | See footnotes |
| Common StockF2,F4 | Dec 21, 2017 | A | 772 | $0.00 | A | 442,806 | I | See footnotes |
| Common StockF2,F5 | Dec 21, 2017 | A | 866 | $0.00 | A | 512,230 | I | See footnotes |
| Common StockF2,F6 | Dec 21, 2017 | A | 1,676 | $0.00 | A | 997,517 | I | See footnotes |
| Common StockF2,F7 | Dec 21, 2017 | A | 3 | $0.00 | A | 2,104 | I | See footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1See Exhibit 99.1
- F2See Exhibit 99.1
- F3See Exhibit 99.1
- F4See Exhibit 99.1
- F5See Exhibit 99.1
- F6See Exhibit 99.1
- F7See Exhibit 99.1
Remarks
Solely for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), MAC (and MDRA GP and Monarch GP by virtue of their control of MAC) (each, as defined in Exhibit 99.1 hereto) may be deemed to be directors-by-deputization by virtue of the Funds having a representative on the board of directors of the Issuer (the "Board"). Joseph Citarrella, a managing principal of MAC, is a member of the Board. Exhibit List: Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filers' Information and Signatures