SEC Form 3/A · accession 0000905718-17-000841

Vanguard Natural Resources, Inc. · VNRR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 3/A). It replaces an earlier filing for the same period.

Reporting owner

Director

Period of report

Aug 9, 2017

Accepted (ET)

Sep 21, 2017 · 4:30 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001384072

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	holding	—	—		—	0	I	See Footnotes

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Warrants (right to buy)^F1,F2	$44.25	holding	—	—	—	Aug 1, 2017	Feb 1, 2021	Common Stock	0	—	I

F1This amendment is being filed solely to remove the securities previously reported in the Form 3 filing on August 21, 2017. The securities previously reported are held by certain funds and accounts (collectively, the "Funds and Accounts") which are managed by Marathon Asset Management, L.P. ("Marathon").
F2Michael V. Alexander is an employee of Marathon and/or one of its affiliates, and is a member of the board of directors of Vanguard Natural Resources, Inc. Mr. Alexander does not individually hold or otherwise beneficially own any securities of Vanguard Natural Resources, Inc. Each of the Funds and Accounts has delegated to Marathon, in its capacity as investment manager, the sole power to vote and the sole power to direct the disposition of all securities held by the Funds and Accounts. Mr. Alexander disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein. Marathon has filed a separate Form 3 reporting securities of Vanguard National Resources, Inc. that Marathon may be deemed to beneficially own.