SEC Form 4 · accession 0001628280-16-019791
LIFELOCK, INC. · LOCK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Todd Davis
Officer — EXECUTIVE VICE CHAIRMAN · Director
Period of report
Sep 23, 2016
Accepted (ET)
Sep 27, 2016 · 6:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001383871
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF2 | Sep 23, 2016 | S | 5,200 | $17.03 | D | 717,823 | I | BY 2010 TODD DAVIS TRUST |
| COMMON STOCKF3 | Sep 23, 2016 | F | 8,943 | $16.90 | D | 334,907 | D | |
| COMMON STOCKF4 | Sep 26, 2016 | F | 1,226 | $16.85 | D | 333,681 | D | |
| COMMON STOCKF5 | Sep 27, 2016 | S | 800 | $17.01 | D | 717,023 | I | BY 2010 TODD DAVIS TRUST |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were sold pursuant to a 10b5-1 trading plan.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.12, inclusive. The reporting person undertakes to provide to LifeLock, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3Represents shares of common stock withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units.
- F4Represents shares of common stock surrendered to the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock.
- F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.03, inclusive. The reporting person undertakes to provide to LifeLock, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.