SEC Form 4 · accession 0001628280-16-019639
LIFELOCK, INC. · LOCK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sharon Segev
Officer — EVP, GC & SECRETARY
Period of report
Sep 15, 2016
Accepted (ET)
Sep 16, 2016 · 6:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001383871
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Sep 15, 2016 | A | 21,132 | $0.00 | A | 64,949 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTION (RIGHT TO BUY)F2 | $16.13 | Sep 15, 2016 | A | 50,313 | A | — | Sep 15, 2026 | COMMON STOCK | 50,313 | 50,313 | D |
Explanation of responses
- F1Reflects the grant of shares of restricted stock. The restricted stock is subject to right of forfeiture which will lapse as to 25% of the shares one year from date of grant and at a rate of 1/16 of the total number of shares equally in quarterly installments over the following three-year period.
- F225% of the total number of shares underlying this option will vest one year from date of grant. The remaining shares underlying this option will vest at a rate of 1/48 of the total number of shares underlying this option equally in monthly installments over the following three-year period.