SEC Form 4 · accession 0001628280-16-017155
LIFELOCK, INC. · LOCK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Todd Davis
Officer — EXECUTIVE VICE CHAIRMAN · Director
Period of report
May 6, 2016
Accepted (ET)
Jun 16, 2016 · 8:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001383871
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1,F2 | Jun 15, 2016 | S | 22,000 | $14.75 | D | 829,723 | I | BY 2010 TODD DAVIS TRUST |
| COMMON STOCK | May 6, 2016 | G | 50,000 | $0.00 | D | 779,723 | I | BY 2010 TODD DAVIS TRUST |
| COMMON STOCK | holding | — | — | — | 351,951 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were sold pursuant to a 10b5-1 trading plan.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.39 to $15.00, inclusive. The reporting person undertakes to provide to LifeLock, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3This transaction involved a gift of securities by the reporting person to his daughter's irrevocable trust of which an independent third party is trustee. The reporting person's daughter shares the reporting person's household. The reporting person is not a trustee of his daughter's irrevocable trust and holds neither a pecuniary interest in nor investment control over the shares held by his daughter's irrevocable trust. The reporting person disclaims beneficial ownership of the shares held by his daughter's irrevocable trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of his daughter's irrevocable trust's shares for purposes of Section 16 or for any other purpose.