SEC Form 4 · accession 0001628280-16-011518
LIFELOCK, INC. · LOCK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hilary Schneider
Officer — PRESIDENT
Period of report
Feb 18, 2016
Accepted (ET)
Feb 22, 2016 · 9:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001383871
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Feb 18, 2016 | A | 153,846 | $0.00 | A | 488,772 | D | |
| COMMON STOCKF2 | Feb 18, 2016 | A | 92,308 | $0.00 | A | 581,080 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTION (RIGHT TO BUY)F3 | $10.27 | Feb 18, 2016 | A | 334,448 | A | — | Feb 18, 2026 | COMMON STOCK | 334,448 | 334,448 | D |
| COMMON STOCKF4 | $10.27 | Feb 18, 2016 | A | 301,004 | A | — | Feb 18, 2026 | COMMON STOCK | 301,004 | 301,004 | D |
Explanation of responses
- F1Reflects the grant of restricted stock. Each restricted stock represents the contingent right to receive one share of the Issuer's common stock. The restricted stock will vest in equal quarterly installments over four years following the grant date.
- F2Reflects the grant of restricted stock. Each restricted stock represents the contingent right to receive one share of the Issuer's common stock. The restricted stock vest on the grant date annual anniversaries so that 1/12 vest in 2018, 2/12 vest in 2019, 3/12 vest in 2020, 3/12 vest in 2021, 2/12 vest in 2022 and 1/12 vest in 2023.
- F31/48 of the total number of shares underlying this option vest on each monthly anniversary of the date of grant for a period of 48 months.
- F4The total number of shares underlying this option vest on the grant date annual anniversaries so that 1/12 vest in 2018, 2/12 vest in 2019, 3/12 vest in 2020, 3/12 vest in 2021, 2/12 vest in 2022 and 1/12 vest in 2023.