SEC Form 4 · accession 0001628280-16-011516
LIFELOCK, INC. · LOCK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sharon Segev
Officer — EVP, GC & SECRETARY
Period of report
Feb 18, 2016
Accepted (ET)
Feb 22, 2016 · 9:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001383871
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Feb 18, 2016 | A | 43,817 | $0.00 | A | 43,817 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTION (RIGHT TO BUY)F2 | $10.27 | Feb 18, 2016 | A | 73,028 | A | — | Feb 18, 2026 | COMMON STOCK | 73,028 | 73,028 | D |
Explanation of responses
- F1Reflects the grant of restricted stock. Each restricted stock represents the contingent right to receive one share of the Issuer's common stock. 25% of the restricted stock will vest on February 18, 2017 followed by restricted stock vesting in equal quarterly installments over three years.
- F225% of the total number of shares underlying this option vest on February 18, 2017. The remaining shares underlying this option vest at a rate of 1/48 of the total number of shares underlying this option on the eighteenth of each month thereafter for a period of 36 months.