SEC Form 4 · accession 0001628280-15-009967
LIFELOCK, INC. · LOCK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas W. Robbins
Officer — Interim CLO and Secretary
Period of report
Dec 23, 2015
Accepted (ET)
Dec 28, 2015 · 9:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001383871
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Dec 23, 2015 | F | 254 | $14.45 | D | 12,192 | D | |
| COMMON STOCKF1 | Dec 24, 2015 | F | 119 | $14.35 | D | 12,073 | D | |
| COMMON STOCK | Dec 24, 2015 | M | 700 | $3.79 | A | 12,773 | D | |
| COMMON STOCKF3 | Dec 24, 2015 | S | 700 | $14.42 | D | 12,073 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTION (RIGHT TO BUY)F4 | $3.79 | Dec 24, 2015 | M | 700 | D | — | Feb 10, 2021 | COMMON STOCK | 700 | 1,130 | D |
Explanation of responses
- F1Represents shares of common stock withheld by the Issuer to satisfy tax withholding obligations associated with the vesting of restricted stock units.
- F2The shares were sold pursuant to a 10b5-1 trading plan.
- F3The sales were effected through multiple transactions at the price of $14.42.
- F425% of the total number of shares underlying this option vested on January 17, 2012. The remaining shares underlying this option vested at a rate of 1/48 of the total number of shares underlying this option on the 17th day of each month thereafter for a period of 36 months.