SEC Form 4 · accession 0001628280-15-005378
LIFELOCK, INC. · LOCK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas W. Robbins
Officer — Interim CLO and Secretary
Period of report
Jul 20, 2015
Accepted (ET)
Jul 22, 2015 · 5:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001383871
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Jul 20, 2015 | M | 700 | $3.79 | A | 13,765 | D | |
| COMMON STOCK | Jul 20, 2015 | M | 600 | $5.20 | A | 14,365 | D | |
| COMMON STOCKF2 | Jul 20, 2015 | S | 1,300 | $16.14 | D | 13,065 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTION (RIGHT TO BUY)F3 | $3.79 | Jul 20, 2015 | M | 700 | D | — | Feb 10, 2021 | COMMON STOCK | 700 | 4,630 | D |
| EMPLOYEE STOCK OPTION (RIGHT TO BUY)F4 | $5.20 | Jul 20, 2015 | M | 600 | D | — | Mar 29, 2022 | COMMON STOCK | 600 | 8,650 | D |
Explanation of responses
- F1The shares were sold pursuant to a 10b5-1 trading plan.
- F2The sales were effected through multiple transactions at the price of $16.14.
- F325% of the total number of shares underlying this option vested on January 17, 2012. The remaining shares underlying this option vested at a rate of 1/48 of the total number of shares underlying this option on the 17th day of each month thereafter for a period of 36 months.
- F4291 shares vested on the twenty-ninth day of each month, beginning on April 29, 2012, for a period of 35 months; 1,332 shares vest on the twenty-ninth day of each month, beginning on March 29, 2015, for a period of 12 months; and 1,331 shares vest on March 29, 2016.