SEC Form 4 · accession 0001628280-15-005322
LIFELOCK, INC. · LOCK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chris G Power
Officer — CHIEF FINANCIAL OFFICER
Period of report
Jul 16, 2015
Accepted (ET)
Jul 16, 2015 · 5:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001383871
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Jul 16, 2015 | M | 3,000 | $3.79 | A | 158,769 | D | |
| COMMON STOCKF2 | Jul 16, 2015 | S | 3,000 | $16.40 | D | 155,769 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTION (RIGHT TO BUY)F3 | $3.79 | Jul 16, 2015 | M | 3,000 | D | — | Feb 10, 2021 | COMMON STOCK | 3,000 | 164,000 | D |
Explanation of responses
- F1The shares were sold pursuant to a 10b5-1 trading plan.
- F2The sales were effected through multiple transactions at the price of $16.40.
- F325% of the total number of shares underlying this option vested on January 10, 2012. The remaining shares underlying this option vested at a rate of 1/48 of the total number of shares underlying this option on the tenth of each month thereafter for a period of 36 months.