SEC Form 4 · accession 0001628280-15-005220
LIFELOCK, INC. · LOCK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clarissa Cerda
Officer — Chief Legal Strategist
Period of report
Jul 1, 2015
Accepted (ET)
Jul 2, 2015 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001383871
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Jul 1, 2015 | M | 3,000 | $5.20 | A | 76,990 | D | |
| COMMON STOCKF2 | Jul 1, 2015 | S | 3,000 | $16.52 | D | 73,990 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTION (RIGHT TO BUY)F3 | $5.20 | Jul 1, 2015 | M | 3,000 | D | — | Mar 29, 2022 | COMMON STOCK | 3,000 | 44,000 | D |
Explanation of responses
- F1The shares were sold pursuant to a 10b5-1 trading plan.
- F2The sales were effected through multiple transactions at the price of $16.52.
- F33,379 shares vest on the twenty-ninth day of each month, beginning on March 29, 2013, for a period of 14 months; and 3,378 shares vest on the twenty-ninth day of each month, beginning on May 29, 2014, for a period of 23 months.