SEC Form 4 · accession 0001628280-15-004828
LIFELOCK, INC. · LOCK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clarissa Cerda
Officer — Chief Legal Strategist
Period of report
Jun 5, 2015
Accepted (ET)
Jun 9, 2015 · 8:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001383871
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Jun 5, 2015 | M | 5,000 | $3.00 | A | 81,278 | D | |
| COMMON STOCKF2 | Jun 5, 2015 | S | 5,000 | $15.50 | D | 76,278 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTION (RIGHT TO BUY)F3 | $3.00 | Jun 5, 2015 | M | 5,000 | D | — | May 15, 2019 | COMMON STOCK | 5,000 | 8,450 | D |
Explanation of responses
- F1The shares were sold pursuant to a 10b5-1 trading plan.
- F2The sales were effected through multiple transactions at the price of $15.50.
- F325% of the total number of shares underlying this option vested on January 12, 2010. The remaining shares underlying this option vested at a rate of 1/48 of the total number of shares underlying this option on the twelfth day of each month thereafter for a period of 36 months.