SEC Form 4 · accession 0001628280-15-004003
LIFELOCK, INC. · LOCK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J/ca Cowan
Director
Period of report
May 6, 2015
Accepted (ET)
May 8, 2015 · 9:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001383871
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1,F2,F3 | May 6, 2015 | A | 9,836 | $0.00 | A | 344,251 | D | |
| COMMON STOCKF4,F5 | holding | — | — | — | 0 | I | See Footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the grant of restricted stock units. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. The restricted stock units vest quarterly over a one-year period.
- F2Includes 76,945 shares held by the Cowan Family Trust UDT dated 10-17-02 (the "Cowan Family Trust") and 231,220 shares held by David Cowan Partners II, a DE Multiple Series Limited Partnership (Series A) ("Cowan Partners"), which shares were received by the Cowan Family Trust and Cowan Partners in one or more pro rata distributions-in-kind from Bessemer Venture Partners VI L.P. ("BVP VI"), Bessemer Venture Partners VI Institutional L.P. ("BVP VI Inst"), Bessemer Venture Partners Co-Investment L.P. ("BVP Co" and, collectively with BVP VI and BVP VI Inst, the "Funds") and Deer VI & Co. LLC ("Deer VI"), the general partner of the Funds. Continued in Footnote 3.
- F3Continued from Footnote 2. All such distributions were made in accordance with the exemption afforded by Rule 16a-13 of the Securities Exchange Act of 1934, as amended. Mr. Cowan and his spouse are the trustees of the Cowan Family Trust and the general partners of Cowan Partners. Mr. Cowan disclaims beneficial ownership of the securities held by the Cowan Family Trust and Cowan Partners and this report shall not be deemed an admission that he is the beneficial owner of such securities, except to the extent of his pecuniary interest, in any, therein.
- F47,776,907 shares are held by Bessemer Venture Partners VI L.P. ("BVP VI"), 2,516,790 shares are held by Bessemer Venture Partners Co-Investment L.P. ("BVP Co-Investment"), and 85,544 shares are held by Bessemer Venture Partners VI Institutional L.P. ("BVP Institutional"), and together with BVP VI and BVP Co-Investment, the "Funds".
- F5Mr. Cowan is an executive manager and a member f Deer VI & Co. LLC ("Deer VI"), the general partner of each of the Funds (as defined above). Mr. Cowan disclaims beneficial ownership of the securities and this report shall not be deemed as admission that such reporting person is the beneficial owner of such securities, except to the extent of his pecuniary interest, if any, in the securities by virtue of his interest in Deer VI and his indirect limited partnership interest in BVP Co-Investment.