SEC Form 4 · accession 0001628280-15-001946
LIFELOCK, INC. · LOCK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Clarissa Cerda
Officer — Chief Legal Strategist
Period of report
Mar 23, 2015
Accepted (ET)
Mar 25, 2015 · 5:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001383871
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Mar 23, 2015 | A | 65,250 | $0.00 | A | 76,646 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTION (RIGHT TO BUY)F2 | $13.96 | Mar 23, 2015 | A | 66,500 | A | — | Mar 23, 2025 | COMMON STOCK | 66,500 | 66,500 | D |
Explanation of responses
- F1Reflects the grant of restricted stock units. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. The restricted stock units will vest in equal quarterly installments over four years following the date of grant.
- F21/48 of the total number of shares underlying this option will vest on each monthly anniversary of the date of grant for a period of 48 months.