SEC Form 4 · accession 0001209191-15-086950

GLOBE SPECIALTY METALS INC · GSM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Legal Officer

Period of report

Dec 23, 2015

Accepted (ET)

Dec 24, 2015 · 8:03 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001383571

Table I — non-derivative securities

No Table I lines on this filing.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Stock Option^F2,F1	$18.81	Dec 23, 2015	D	68,750	D	—	Aug 11, 2016	Common Stock	68,750	D
Restricted Stock Unit^F2,F3,F1	—	Dec 23, 2015	D	2,019	D	—	—	Common Stock	2,019	D
Restricted Stock Unit^F2,F3,F1	—	Dec 23, 2015	D	3,080	D	—	—	Common Stock	3,080	D
Restricted Stock Unit^F2,F3,F1	—	Dec 23, 2015	D	2,872	D	—	—	Common Stock	2,872	D
Restricted Stock Unit^F2,F3,F1	—	Dec 23, 2015	D	1,410	D	—	—	Common Stock	1,410	D
Stock Appreciation Right^F2,F4,F5	$11.28	Dec 23, 2015	D	23,585	D	—	Jul 12, 2018	Common Stock	23,585	D
Stock Appreciation Right^F2,F4,F1	$12.54	Dec 23, 2015	D	159,801	D	—	Aug 20, 2018	Common Stock	159,801	D
Stock Appreciation Right^F2,F4,F1	$21.17	Dec 23, 2015	D	10,000	D	—	Apr 24, 2020	Common Stock	10,000	D
Stock Appreciation Right^F2,F4,F1	$9.18	Dec 23, 2015	D	25,000	D	—	Dec 11, 2020	Common Stock	25,000	D

F1The awards vest and become exercisable in thirds on the first, second and third anniversary of the original grant date (subject to acceleration in certain circumstances).
F2These awards were cancelled in a merger pursuant to a business combination agreement by, among others, issuer, Grupo Villar Mir, S.A., and Grupo FerroAtlantica, S.A. in exchange for awards on the same terms for shares of FerroGlobe PLC common stock.
F3Each restricted stock unit represents the right to receive cash in an amount equal to the fair market value of one share of common stock, on the date of vesting of the subject restricted stock unit.
F4Each stock appreciation right represents the right to receive cash in an amount equal to the difference obtained by subtracting the exercise price from the fair market value of one share of the company's common stock, as of the date of exercise of the subject stock appreciation right.
F5The awards vest in thirds on the first, second and third anniversary of the original grant date (subject to acceleration in certain circumstances) and become exercisable on January 8, 2017.