SEC Form 4 · accession 0001209191-15-022085
GLOBE SPECIALTY METALS INC · GSM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Lebowitz
Officer — Chief Legal Officer
Period of report
Mar 4, 2015
Accepted (ET)
Mar 4, 2015 · 2:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001383571
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $19.87 | Mar 4, 2015 | D | 100,000 | D | — | Feb 28, 2019 | Common Stock | 100,000 | 0 | D |
| Stock Appreciation RightF1 | $21.36 | Mar 4, 2015 | D | 46,700 | D | — | Mar 20, 2019 | Common Stock | 46,700 | 0 | D |
Explanation of responses
- F1Vest in thirds on the first, second, and third anniversary of the grant date.