SEC Form 4/A · accession 0001209191-15-022017
GLOBE SPECIALTY METALS INC · GSM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Donald G Barger Jr.
Director
Period of report
Feb 27, 2015
Accepted (ET)
Mar 4, 2015 · 12:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001383571
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1,F2 | $16.70 | Feb 27, 2015 | A | 2,303 | A | Feb 27, 2016 | Feb 27, 2020 | Common Stock | 2,303 | 2,303 | D |
Explanation of responses
- F1Each stock appreciation right represents the right to receive cash on the exercise date (subject to acceleration in certain circumstances) in an amount equal to the difference obtained by subtracting the exercise price from the fair market value of one share of the company's common stock, $0.0001 par value, as of the date of exercise of the subject stock appreciation right.
- F2The report filed on March 2, 2015 erroneously stated that the award vested in three annual increments.