SEC Form 4 · accession 0001209191-15-020376

GLOBE SPECIALTY METALS INC · GSM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Director

Period of report

Feb 27, 2015

Accepted (ET)

Mar 2, 2015 · 5:36 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001383571

Table I — non-derivative securities

No Table I lines on this filing.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Appreciation Right^F1,F2	$16.70	Feb 27, 2015	A	2,303	A	—	Feb 27, 2020	Common Stock	2,303	2,303	D
Restricted Stock Unit^F3	$0.00	Feb 27, 2015	A	1,078	A	Feb 27, 2016	Feb 27, 2016	Common Stock	1,078	1,078	D
Stock Option^F2	$16.70	Feb 27, 2015	A	25,000	A	—	Feb 27, 2020	Common Stock	25,000	25,000	D

F1Each stock appreciation right represents the right to receive cash on the exercise date (subject to acceleration in certain circumstances) in an amount equal to the difference obtained by subtracting the exercise price from the fair market value of one share of the company's common stock, $0.0001 par value, as of the date of exercise of the subject stock appreciation right.
F2The rights vest and become exercisable in thirds on the first, second, and third anniversary of the grant date (subject to acceleration in certain circumstances).
F3Each restricted stock unit represents the right to receive cash five business days after February 27, 2016 (subject to acceleration in certain circumstances) in an amount equal to the fair market value of one share of the company's common stock, $0.0001 par value, as of the date of vesting of the subject restricted stock unit.