SEC Form 4 · accession 0001209191-15-002879
GLOBE SPECIALTY METALS INC · GSM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeff Bradley
Officer — Chief Executive Officer
Period of report
Jan 5, 2015
Accepted (ET)
Jan 7, 2015 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001383571
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Jan 5, 2015 | A | 33,523 | A | — | — | Common Stock | 33,523 | 33,523 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive cash in an amount equal to the fair market value of one share of common stock, $0.0001 par value, of the company, on the date of vesting of the subject restricted stock unit.
- F2The restricted stock units vest according to the following schedule: (a) 11,174 restricted stock units vest on December 31, 2015, (b) 11,174 restricted stock units vest on December 31, 2016, and (c) 11,175 restricted stock units vest on December 31, 2017.