SEC Form 4 · accession 0001209191-15-010798
PENNANTPARK INVESTMENT CORP · PNNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur H Penn
Officer — Chairman and CEO · Director · Other
Period of report
Feb 6, 2015
Accepted (ET)
Feb 9, 2015 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001383414
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 6, 2015 | P | 20,000 | $9.496 | A | 373,923 | I | By Pennant Park Investment Advisers, LLC |
| Common Stock | holding | — | — | — | 183,400 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 63,270 Shares of Common Stock received pursuant to a dividend reinvestment Plan since last filing.
- F2Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the PennantPark Investment Advisers, LLC.