SEC Form 4 · accession 0000899243-17-027844
PENNANTPARK INVESTMENT CORP · PNNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur H Penn
Officer — Chairman and CEO / Investment
Period of report
Dec 1, 2017
Accepted (ET)
Dec 4, 2017 · 9:35 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001383414
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 1, 2017 | P | 12,000 | $7.1027 | A | 601,923 | I | By Pennant Park Investment Advisers, LLC |
| Common Stock | holding | — | — | — | 193,410 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC.