SEC Form 4 · accession 0000899243-17-020065
PENNANTPARK INVESTMENT CORP · PNNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur H Penn
Officer — Chairman and CEO / Investment
Period of report
Aug 9, 2017
Accepted (ET)
Aug 10, 2017 · 5:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001383414
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 9, 2017 | P | 15,000 | $7.6958 | A | 544,923 | I | By Pennant Park Investment Advisers, LLC |
| Common StockF1 | Aug 10, 2017 | P | 17,000 | $7.7385 | A | 561,923 | I | By Pennant Park Investment Advisers, LLC |
| Common Stock | holding | — | — | — | 183,400 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC.