SEC Form 4 · accession 0000899243-16-034827
PENNANTPARK INVESTMENT CORP · PNNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur H Penn
Officer — Chairman and CEO / Investment
Period of report
Dec 1, 2016
Accepted (ET)
Dec 2, 2016 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001383414
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 1, 2016 | P | 10,000 | $7.5207 | A | 193,400 | D | |
| Common StockF1 | holding | — | — | — | 469,923 | I | By Pennant Park Investment Advisers, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Penn is the Managing Member of Pennant Park Investment Advisers, LLC and may therefore be deemed to own beneficially all shares held by the Pennant Park Investment Advisers, LLC. Remarks: