SEC Form 4 · accession 0000899243-16-034420
PENNANTPARK INVESTMENT CORP · PNNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Aviv Efrat
Officer — CFO and Treasurer
Period of report
Nov 23, 2016
Accepted (ET)
Nov 28, 2016 · 9:01 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001383414
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 23, 2016 | P | 28,000 | $7.0751 | A | 96,102 | D |
Table II — derivative securities
No Table II lines on this filing.