SEC Form 4 · accession 0001225208-26-006232
BROADRIDGE FINANCIAL SOLUTIONS, INC. · BR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ashima Ghei
Officer — CFO
Period of report
Jun 27, 2026
Accepted (ET)
Jun 29, 2026 · 4:43 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001383312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 27, 2026 | M | 2,509 | $0.00 | A | 6,466 | D | |
| Common StockF2 | Jun 27, 2026 | F | 905 | $137.93 | D | 5,561 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FY2024 RSUs June 2024F1 | $0.00 | Jun 27, 2026 | M | 2,509 | D | — | — | Common Stock | 2,509 | 0 | D |
Explanation of responses
- F1Each Restricted Stock Unit represented one share of Broadridge common stock and on June 27, 2026 2,509 Restricted Stock Units vested and converted into an equal number of shares of common stock.
- F2Represents the amount of shares withheld to cover tax liabilities upon the vesting of 2,509 Restricted Stock Units that vested and converted into an equal number of shares of common stock on June 27, 2026.