SEC Form 4 · accession 0001225208-19-002257
BROADRIDGE FINANCIAL SOLUTIONS, INC. · BR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher John Perry
Officer — Corporate SVP
Period of report
Feb 11, 2019
Accepted (ET)
Feb 12, 2019 · 2:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001383312
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | $0.00 | Feb 11, 2019 | A | 10,246 | A | — | — | Common Stock | 10,246 | 10,246 | D |
| Stock Option (Right to Buy)F2 | $98.31 | Feb 11, 2019 | A | 18,705 | A | Feb 11, 2020 | Feb 11, 2029 | Common Stock | 18,705 | 18,705 | D |
Explanation of responses
- F1Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock on February 11, 2020.
- F2Stock options vest equally over 4 years beginning February 11, 2020.