SEC Form 4 · accession 0001225208-18-003025
BROADRIDGE FINANCIAL SOLUTIONS, INC. · BR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas P Carey
Officer — Corporate VP
Period of report
Feb 12, 2018
Accepted (ET)
Feb 15, 2018 · 3:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001383312
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $93.88 | Feb 12, 2018 | A | 7,163 | A | Feb 12, 2019 | Feb 12, 2028 | Common Stock | 7,163 | 7,163 | D |
| Stock Option (Right to Buy)F1 | $93.88 | Feb 12, 2018 | A | 5,969 | A | Feb 12, 2019 | Feb 12, 2028 | Common Stock | 5,969 | 13,132 | D |
Explanation of responses
- F1Stock options vest equally over 4 years beginning February 12, 2019.