SEC Form 4 · accession 0001225208-17-011622
BROADRIDGE FINANCIAL SOLUTIONS, INC. · BR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher John Perry
Officer — Corporate SVP
Period of report
Jul 5, 2016
Accepted (ET)
Jun 28, 2017 · 10:40 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001383312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 5, 2016 | J | 49 | $0.00 | A | 15,665 | D | |
| Common Stock | Oct 4, 2016 | J | 52 | $0.00 | A | 25,049 | D | |
| Common Stock | Jan 5, 2017 | J | 53 | $0.00 | A | 25,102 | D | |
| Common Stock | Apr 4, 2017 | J | 53 | $0.00 | A | 29,372 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of Broadridge common stock acquired through dividend reinvestment on July 5, 2016.
- F2Represents shares of Broadridge common stock acquired through dividend reinvestment on October 4, 2016.
- F3Represents shares of Broadridge common stock acquired through dividend reinvestment on January 5, 2017.
- F4Represents shares of Broadridge common stock acquired through dividend reinvestment on April 4, 2017.