SEC Form 4 · accession 0001225208-15-003564
BROADRIDGE FINANCIAL SOLUTIONS, INC. · BR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher John Perry
Officer — Corporate SVP
Period of report
Feb 9, 2015
Accepted (ET)
Feb 11, 2015 · 4:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001383312
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $50.95 | Feb 9, 2015 | A | 188,000 | A | Feb 9, 2016 | Feb 9, 2025 | Common Stock | 188,000 | 188,000 | D |
| Stock Option (Right to Buy)F1 | $50.95 | Feb 9, 2015 | A | 38,888 | A | Feb 9, 2016 | Feb 9, 2025 | Common Stock | 38,888 | 226,888 | D |
Explanation of responses
- F1Stock options vest equally over 4 years beginning February 9, 2016.