SEC Form 4 · accession 0001179110-17-003198
CombiMatrix Corp · CBMX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott R Burell
Officer — CFO, Secretary & Treasurer
Period of report
Feb 22, 2017
Accepted (ET)
Feb 24, 2017 · 6:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001383183
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 22, 2017 | S | 185 | $4.10 | D | 4,332 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a portion of vested restricted stock unit shares that were sold pursuant to a previously adopted Rule 10b5-1 trading plan solely to pay required applicable withholding taxes.
- F2Does not include 23,036 shares of common stock underlying restricted stock units that were previously reported but that are unvested.