SEC Form 4 · accession 0001179110-16-033327
CombiMatrix Corp · CBMX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark D McDonough
Officer — President and CEO · Director
Period of report
Dec 16, 2016
Accepted (ET)
Dec 20, 2016 · 5:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001383183
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 16, 2016 | A | 39,402 | $0.00 | A | 45,269 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported common stock underlies restricted stock units that were granted to the reporting person for no consideration. The restricted stock units vest in four equal annual installments beginning December 16, 2017.
- F2Includes the 39,402 unvested shares of common stock underlying the current reported restricted stock unit grant, but does not include 44,067 remaining unvested shares of common stock underlying previously reported restricted stock unit grants.