SEC Form 4 · accession 0001179110-16-024303
CombiMatrix Corp · CBMX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lale White
Director
Period of report
May 9, 2016
Accepted (ET)
May 10, 2016 · 8:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001383183
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F1 | May 9, 2016 | P | 901 | $2.9359 | A | 1,109 | D | |
| Common StockF3,F1 | May 10, 2016 | P | 6,891 | $3.1846 | A | 8,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Does not include 627 shares of common stock underlying restricted stock units that were previously reported but that are unvested.
- F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.935 to $2.9391, inclusive. The reporting person undertakes to provide to CombiMatrix Corporation, any security holder of CombiMatrix Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.
- F3The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.15 to $3.20, inclusive. The reporting person undertakes to provide to CombiMatrix Corporation, any security holder of CombiMatrix Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.