SEC Form 4 · accession 0001179110-16-017733
CombiMatrix Corp · CBMX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott R Burell
Officer — CFO, Secretary & Treasurer
Period of report
Jan 11, 2016
Accepted (ET)
Jan 13, 2016 · 9:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001383183
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F4 | Jan 11, 2016 | S | 5,266 | $0.5545 | D | 27,541 | D | |
| Common StockF1,F3,F4 | Jan 12, 2016 | S | 3,070 | $0.5374 | D | 24,471 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a portion of vested restricted stock unit shares that were sold pursuant to a previously adopted Rule 10b5-1 trading plan solely to pay required applicable withholding taxes.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.54 to $0.59, inclusive. The reporting person undertakes to provide to CombiMatrix Corporation, any security holder of CombiMatrix Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.5353 to $0.538, inclusive. The reporting person undertakes to provide to CombiMatrix Corporation, any security holder of CombiMatrix Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.
- F4Does not include 113,980 shares of common stock underlying restricted stock units that were previously reported but that are unvested.