SEC Form 4 · accession 0001179110-15-004985
CombiMatrix Corp · CBMX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lale White
Director
Period of report
Mar 12, 2015
Accepted (ET)
Mar 16, 2015 · 6:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001383183
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 12, 2015 | A | 12,528 | $0.00 | A | 12,528 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $2.01 | Mar 12, 2015 | A | 2,000 | A | — | Mar 12, 2025 | Common Stock | 2,000 | 2,000 | D |
Explanation of responses
- F1The reported common stock underlies restricted stock units that were granted to the reporting person for no consideration. The restricted stock units vest in four equal annual installments beginning March 12, 2016.
- F2The stock option vests in four equal installments on March 12, 2016, March 12, 2017, March 12, 2018 and March 12, 2019.