SEC Form 4 · accession 0001062993-15-006830
NAKED BRAND GROUP INC. · NAKD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David P Hochman
Director · 10% Owner
Period of report
Dec 23, 2015
Accepted (ET)
Dec 28, 2015 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001383097
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 23, 2015 | P | 17,500 | $4.00 | A | 31,783 | D | |
| Common Stock | Dec 23, 2015 | C | 17,198 | $3.00 | A | 48,981 | D | |
| Common StockF5 | Dec 23, 2015 | C | 29,510 | $3.00 | A | 43,810 | I | CSD Holdings LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 6% Convertible Debentures due 2017F2,F5,F3 | $3.00 | Dec 23, 2015 | C | 88,529 | D | — | — | Common Stock | 29,510 | 0 | I |
| 6% Convertible Debentures due 2017F4,F3 | $3.00 | Dec 23, 2015 | C | 51,593 | D | — | — | Common Stock | 17,198 | 0 | D |
Explanation of responses
- F1Represents shares of common stock (the "Common Stock") of Naked Brand Group Inc. (the "Issuer") purchased directly from an underwriter through a directed share program at the underwritten public offering price per share of $4.00.
- F2Represents the unconverted principal amount of $85,799 plus outstanding accrued and unpaid interest of $156 and additional interest that would have accrued for six months of $2,574.
- F3The amended 6% Senior Secured Convertible Debenture, automatically converted into shares of Common Stock upon the closing of the Issuer's underwritten public offering.
- F4Represents the unconverted principal amount of $50,000 plus outstanding accrued and unpaid interest of $93 and additional interest that would have accrued for six months of $1,500.
- F5David Hochman is the member manager of CSD Holdings LLC.