SEC Form 4 · accession 0001062993-15-006829
NAKED BRAND GROUP INC. · NAKD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carole S Hochman
Officer — CEO and Chief Creative Officer · Director · 10% Owner
Period of report
Dec 23, 2015
Accepted (ET)
Dec 28, 2015 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001383097
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 23, 2015 | P | 287,500 | $4.00 | A | 426,288 | D | |
| Common Stock | Dec 23, 2015 | C | 242,721 | $3.00 | A | 669,009 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 6% Convertible Debentures due 2017F2,F3 | $3.00 | Dec 23, 2015 | C | 728,164 | D | — | — | Common Stock | 242,721 | 0 | D |
Explanation of responses
- F1Represents shares of common stock (the "Common Stock") of Naked Brand Group Inc. (the "Issuer") purchased directly from an underwriter through a directed share program at the underwritten public offering price per share of $4.00.
- F2Represents the unconverted principal amount of $705,700 plus outstanding accrued and unpaid interest of $1,293 and additional interest that would have accrued for six months of $21,171.
- F3The amended 6% Senior Secured Convertible Debenture, automatically converted into shares of Common Stock upon the closing of the Issuer's underwritten public offering.