SEC Form 4 · accession 0001062993-15-006828
NAKED BRAND GROUP INC. · NAKD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew J Kaplan
Director
Period of report
Dec 23, 2015
Accepted (ET)
Dec 28, 2015 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001383097
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 23, 2015 | C | 38,618 | $3.00 | A | 71,951 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 6% Convertible Debentures due 2017F1,F2 | $3.00 | Dec 23, 2015 | C | 115,855 | D | — | — | Common Stock | 38,618 | 0 | D |
Explanation of responses
- F1Represents the unconverted principal amount of $112,280 plus outstanding accrued and unpaid interest of $207 and additional interest that would have accrued for six months of $3,368.
- F2The amended 6% Senior Secured Convertible Debenture, automatically converted into shares of Common Stock upon the closing of the Issuer's underwritten public offering.