SEC Form 4 · accession 0001062993-15-003510

NAKED BRAND GROUP INC. · NAKD

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

David P Hochman

Director

Period of report

Jun 19, 2015

Accepted (ET)

Jun 22, 2015 · 6:23 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001383097

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Jun 19, 2015	P	75,000	$0.136	A	183,640	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F2,F1	$0.128	holding	—	—	—	—	Jun 6, 2024	Common Stock	54,025,000	54,025,000	I
Stock Option (right to buy)^F3	$0.128	holding	—	—	—	—	Jun 6, 2024	Common Stock	2,880,000	2,880,000	D
Warrant (right to buy)^F4	$0.15	holding	—	—	—	—	Jun 10, 2019	Common Stock	333,333	333,333	D
6% Convertible Debenture due 2017^F4	$0.075	holding	—	—	—	—	Jun 10, 2017	Common Stock	666,667	666,667	D
Warrant (right to buy)^F5,F4	$0.15	holding	—	—	—	—	Jun 10, 2019	Common Stock	571,993	571,993	I
6% Convertible Debenture due 2017^F5,F4	$0.075	holding	—	—	—	—	Jun 10, 2017	Common Stock	1,143,987	1,143,987	I

Explanation of responses

F1This option vest in equal monthly installments over three years, starting on June 10, 2014.
F2The reporting person is one of two trustees of the Carole S. Hochman Trust.
F3This option vest annually over a period of four yours from the date of grant commencing on the first anniversary of the date of grant.
F4The debentures are convertible at any time and the warrants are exercisable at any time.
F5The reporting person is the member manager of CDS Holdings LLC.