SEC Form 4 · accession 0001062993-15-003358
NAKED BRAND GROUP INC. · NAKD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carole S Hochman
Officer — CEO and Chief Creative Officer · Director
Period of report
Jun 10, 2015
Accepted (ET)
Jun 12, 2015 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001383097
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 10, 2015 | J | 282,280 | $0.075 | A | 564,560 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3,F2 | $0.128 | holding | — | — | — | — | Jun 6, 2024 | Common Stock | 54,025,000 | 54,025,000 | I |
| Employee Stock Option (right to buy)F3 | $0.128 | holding | — | — | — | — | Jun 6, 2024 | Common Stock | 3,125,000 | 3,125,000 | D |
| Warrant (right to buy)F4 | $0.15 | holding | — | — | — | — | Jun 10, 2019 | Common Stock | 4,704,667 | 4,704,667 | D |
| 6% Convertible Debentures due 2017F4 | $0.075 | holding | — | — | — | — | Jun 10, 2017 | Common Stock | 9,409,333 | 9,409,333 | D |
Explanation of responses
- F1These shares were issued as payment in kind for interest under a convertible debenture dated June 10, 2014.
- F2This option vest in equal monthly installments over three years, starting on June 10, 2014.
- F3The reporting person is neither a beneficiary nor a trustee of the Carole S. Hochman Trust.
- F4The debentures are convertible at any time and the warrants are exercisable at any time.