SEC Form 4 · accession 0001062993-15-003357
NAKED BRAND GROUP INC. · NAKD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David P Hochman
Director
Period of report
Jun 10, 2015
Accepted (ET)
Jun 12, 2015 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001383097
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 10, 2015 | J | 54,320 | $0.075 | A | 108,640 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3,F2 | $0.128 | holding | — | — | — | — | Jun 6, 2024 | Common Stock | 54,025,000 | 54,025,000 | I |
| Stock Option (right to buy)F4 | $0.128 | holding | — | — | — | — | Jun 6, 2024 | Common Stock | 2,880,000 | 2,880,000 | D |
| Warrant (right to buy)F5 | $0.15 | holding | — | — | — | — | Jun 10, 2019 | Common Stock | 333,333 | 333,333 | D |
| 6% Convertible Debenture due 2017F5 | $0.075 | holding | — | — | — | — | Jun 10, 2017 | Common Stock | 666,667 | 666,667 | D |
| Warrant (right to buy)F6,F5 | $0.15 | holding | — | — | — | — | Jun 10, 2019 | Common Stock | 571,993 | 571,993 | I |
| 6% Convertible Debenture due 2017F6,F5 | $0.075 | holding | — | — | — | — | Jun 10, 2017 | Common Stock | 1,143,987 | 1,143,987 | I |
Explanation of responses
- F1These shares were issued as payment in kind for interest under a convertible debenture dated June 10, 2014.
- F2This option vest in equal monthly installments over three years, starting on June 10, 2014.
- F3The reporting person is one of two trustees of the Carole S. Hochman Trust.
- F4This option vest annually over a period of four yours from the date of grant commencing on the first anniversary of the date of grant.
- F5The debentures are convertible at any time and the warrants are exercisable at any time.
- F6The reporting person is the member manager of CDS Holdings LLC.