SEC Form 4 · accession 0001382821-19-000008
Redfin Corp · RDFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bridget Frey
Officer — Chief Technology Officer
Period of report
Jan 17, 2019
Accepted (ET)
Jan 22, 2019 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001382821
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 17, 2019 | M | 15,000 | $3.75 | A | 52,932 | D | |
| Common Stock | Jan 17, 2019 | S | 15,000 | $18.00 | D | 37,932 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $3.75 | Jan 17, 2019 | M | 15,000 | D | — | Nov 26, 2023 | Common Stock | 15,000 | 83,462 | D |
Explanation of responses
- F1Includes 174 shares of common stock acquired pursuant to the issuer's employee stock purchase plan in a transaction that was exempt from reporting pursuant to Rule 16b-3(c) and Rule 16a-3(f)(1)(i)(B).
- F2The reporting person effected the transaction pursuant to a Rule 10b5-1 trading plan.
- F3The stock option is fully exercisable.