SEC Form 4 · accession 0001382821-18-000132
Redfin Corp · RDFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher John Nielsen
Officer — Chief Financial Officer
Period of report
Nov 15, 2018
Accepted (ET)
Nov 15, 2018 · 7:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001382821
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 15, 2018 | M | 10,000 | $2.25 | A | 10,000 | D | |
| Common StockF2 | Nov 15, 2018 | S | 10,000 | $15.0391 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $2.25 | Nov 15, 2018 | M | 10,000 | D | — | Aug 2, 2023 | Common Stock | 10,000 | 684,599 | D |
Explanation of responses
- F1The reporting person effected the transaction pursuant to a Rule 10b5-1 trading plan.
- F2The reporting person executed the transaction in multiple trades at prices ranging from $14.83 to $15.30. The reported price reflects the weighted average price of all trades. The reporting person will provide to the SEC staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares traded at each separate price.
- F3The stock option is fully exercisable.