SEC Form 4 · accession 0001382821-18-000040
Redfin Corp · RDFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David H Lissy
Director
Period of report
May 17, 2018
Accepted (ET)
May 21, 2018 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001382821
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 17, 2018 | P | 10,000 | $21.8838 | A | 10,000 | D | |
| Common StockF2 | May 20, 2018 | M | 1,552 | — | A | 11,552 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | — | May 20, 2018 | M | 1,552 | D | — | Mar 1, 2028 | Common Stock | 1,552 | 0 | D |
Explanation of responses
- F1The reporting person executed the transaction in multiple trades at prices ranging from $21.8795 to $21.965. The reported price reflects the weighted average price of all trades. The reporting person will provide to the SEC staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares traded at each separate price.
- F2Restricted stock units convert into common stock on a one-for-one basis.
- F3The restricted stock unit is fully vested.