SEC Form 4 · accession 0000919574-17-005707

Redfin Corp · RDFN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners

10% Owner

10% Owner

10% Owner

10% Owner

Period of report

Aug 2, 2017

Accepted (ET)

Aug 2, 2017 · 4:59 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001382821

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Aug 2, 2017	C	1,852,943	$0.00	A	3,626,427	I	See Footnote
Common Stock^F1	Aug 2, 2017	C	3,705,838	$0.00	A	7,332,265	I	See Footnote
Common Stock^F1	Aug 2, 2017	C	617,826	$0.00	A	7,950,091	I	See Footnote

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Series B Convertible Preferred Stock^F2,F1	—	Aug 2, 2017	C	1,852,943	D	—	—	Common Stock	1,852,943	I
Series F Convertible Preferred Stock^F2,F1	—	Aug 2, 2017	C	3,705,838	D	—	—	Common Stock	3,705,838	I
Series G Convertible Preferred Stock^F2,F1	—	Aug 2, 2017	C	617,826	D	—	—	Common Stock	617,826	I

F1The securities of the Issuer are held by advisory accounts managed by Tiger Global Management, LLC ("Tiger Global") and/or its related persons and may be deemed to be beneficially owned by (i) Tiger Global; (ii) Charles P. Coleman, III ("Coleman"), a partner and portfolio manager of Tiger Global; (iii) Scott Shleifer ("Shleifer"), a partner and portfolio manager of Tiger Global and (iv) Lee Fixel ("Fixel"), a partner and portfolio manager of Tiger Global. Each of Tiger Global, Coleman, Shleifer and Fixel disclaim beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and affirmatively disclaim being a "group" for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").
F2The convertible preferred stock automatically converted into common stock of the Issuer on a 1:1 basis immediately upon closing of the Issuer's initial public offering.