SEC Form 4 · accession 0000899243-17-019565

Redfin Corp · RDFN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Austin Ligon

Director

Period of report

Aug 2, 2017

Accepted (ET)

Aug 2, 2017 · 5:00 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001382821

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Aug 2, 2017	C	249,951	—	A	473,860	I	By Toon Toot Sawan LP
Common Stock^F3,F2	Aug 2, 2017	C	71,271	—	A	545,131	I	By Toon Toot Sawan LP
Common Stock^F4,F2	Aug 2, 2017	C	9,713	—	A	554,844	I	By Toon Toot Sawan LP
Common Stock	holding	—	—		—	78,918	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Series D Preferred Stock^F2,F1	—	Aug 2, 2017	C	249,951	D	—	—	Common Stock	249,951	I
Series E Preferred Stock^F2,F3	—	Aug 2, 2017	C	71,271	D	—	—	Common Stock	71,271	I
Series F Preferred Stock^F2,F4	—	Aug 2, 2017	C	9,713	D	—	—	Common Stock	9,713	I

Explanation of responses

F1Each share of the issuer's Series D Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its firm commitment initial public offering (the "IPO") pursuant to a registration statement on Form S-1 (File No. 333-219093) under the Securities Act of 1933, as amended (the "Registration Statement"), and had no expiration date.
F2These securities are held of record by Toon Toot Sawan LP ("Toon Toot"). Tewda Management LLC ("Tewda") is the general partner of Toon Toot. The reporting person, who is a member of the issuer's board of directors, is the managing member of Tewda and has sole voting and investment power over the securities held by Toon Toot and disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F3Each share of the issuer's Series E Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.
F4Each share of the issuer's Series F Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.