SEC Form 4 · accession 0000899243-17-019564

Redfin Corp · RDFN

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Aug 2, 2017

Accepted (ET)

Aug 2, 2017 · 5:00 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001382821

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Aug 2, 2017	C	66,666	—	A	104,999	I	By Annox Capital, LLC
Common Stock^F3,F2	Aug 2, 2017	C	252,701	—	A	357,700	I	By Annox Capital, LLC

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Series F Preferred Stock^F2,F1	—	Aug 2, 2017	C	66,666	D	—	—	Common Stock	66,666	0	I
Series G Preferred Stock^F2,F3	—	Aug 2, 2017	C	252,701	D	—	—	Common Stock	252,701	0	I

F1Each share of the issuer's Series F Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its firm commitment initial public offering (the "IPO") pursuant to a registration statement on Form S-1 (File No. 333-219093) under the Securities Act of 1933, as amended (the "Registration Statement"), and had no expiration date.
F2These securities are held of record by Annox Capital, LLC ("Annox"). The reporting person, who is a member of the issuer's board of directors, is the managing member of Annox and has sole voting and investment power over the securities held by Annox and as a result may be deemed to have beneficial ownership over such securities.
F3Each share of the issuer's Series G Preferred Stock automatically converted into 1 share of the issuer's Common Stock on August 2, 2017 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.